Audit, Findings & Issue Management
Findings tracked in different places with limited accountability let corrective actions stall. ERM Pilot puts exam findings, audit findings, and issues in one place — with visible ownership and status straight through to completion.
One Home for Every Finding
Close the accountability gap between identifying an issue and actually resolving it.
Unified Findings Register
Bring exam findings, audit findings, and self-identified issues into one register instead of tracking them in scattered spreadsheets.
Visible Ownership
Every finding has a named owner and due date, so accountability is never ambiguous and nothing falls through the cracks.
Corrective Action Workflow
Drive each issue from identification to remediation with a clear workflow, status tracking, and evidence of completion.
Stalled-Action Alerts
Automatically flag corrective actions that are overdue or unowned before they become a repeat finding.
Status to Completion
See every finding's status through to closure, with a defensible trail of who did what and when.
Root-Cause & Themes
Group related findings to surface systemic issues and root causes rather than treating each one in isolation.
Built for Financial Institutions
Examiners want to see that findings are owned, tracked, and closed. ERM Pilot gives NCUA and FDIC/FFIEC examiners a clean line of sight from finding to resolution.
- Examiner-Ready TrailShow a complete, timestamped history of every finding and its corrective action.
- No Repeat FindingsCatch stalled and unowned actions early to avoid the repeat findings examiners scrutinize.
- Linked to Risk & ControlsConnect findings to the risks and controls they affect for a full picture of exposure.
Turn findings into closed loops
ERM Pilot tracks every exam finding, audit finding, and issue from identification to remediation — with visible ownership in one AI-native platform.